Industry trade group files suit to put the brakes on the DOL’s new fiduciary rule. Can the suit halt Sept. 23 implementation of the initial requirements?
innmb.com/3Vff4gf
#FiduciaryRule #FinancialRegulation #DOLLawsuit
More transparency? Or naming and shaming? The FCA’s proposed new approach to enforcement - An article by pupil barrister Fatima Jama explores the FCA’s proposed new approach to enforcement and increasing transparency around investigations.
#FinancialRegulation #FCA #Enforcement
📣 The #FCA warns firms and finfluencers to keep #socialmedia #ads lawful, as it publishes new finalised guidance on #financialpromotions on social media.
👉 Find out more here capitallaw.co.uk/news/2024/04/1…
#financialregulation #regulatorylawyers
Visa & Mastercard face new UK rules for fee transparency after a PSR investigation.
Learn more: thedabar.com
#FinancialRegulation #CardFees #UKBusiness
#TILEC & Tilburg Institute for Law, Technology, and Society are organising a virtual workshop on 'Governing the Giant: Energy and Finance in the Era of Digitalization' on May 31!
For details, see ⤵️
#upcoming #research #academictwitter #academicchatter #energylaw #eu #eu law #financialregulation
Cryptoasset firms and the FCA’s financial promotions regime >> gherson.com/blog/cryptoass…
#crypto #crypto assets #bitcoin #financialpromotion #financialregulation #UK consumer #FCA #lawfirm #London #UK
📣 11th Annual QED Conference on Cross-border regulation of financial services
📅 16 April 2024
⏰ 14.30 – 16.10 CET
📍 Spa30 Studio, Rue de Spa 30, 1000 Brussels
🌐 Hybrid Event
👉🏼 qed.eu/registration-c…
#QEDBrussels #QEDFinanceConference #CrossBorder2024 #FinancialRegulation
#US Financial Regulators Sound Alarm on #AI Risks!💣😱
The Financial Stability Oversight Council highlights cybersecurity and biased results as potential threats in its annual report.🚨🤖
#AI risks #FinancialRegulation #BreakingNews
How will Open Finance impact the Financial Sector? - via EY by Sigrid Hansen → ow.ly/NIA950Pz3Xr - #OpenFinance #FinancialData #FinancialRegulation #DataAccess #OpenBanking #FiDA #CustomerData #InsurTech
Join #KhaitanCo and DPO Club for an insightful discussion on the latest trends and best practices in, as well as the interplay between #DataPrivacy , #CyberSecurity , #AIGovernance and #FinancialRegulation .
RSVP here: lnkd.in/gmh62V95
#DPDPA2023
FINRA Hits BD With $500k Fine Over Texting. Via ThinkAdvisor at.law.com/9idN5e?cmp=sha… #TextingViolation #FinancialRegulation #ComplianceMatters #BrokerDealer #FinancialCompliance #RegulatoryFine
The Financial Services Regulatory Authority (FSRA) has taken action against Forest City Funding (FCF) and its principal broker over alleged false information and dishonest mortgage dealings.
hubs.la/Q02wFr2j0
#mortgagenews #financialregulation
Citigroup fined £61m for system breach
#CitigroupFine #DataBreachPenalty #FinancialRegulation
easterneye.biz/citigroup-fine…
The European Union continues to work on establishing control over the movement of digital currencies. A mechanism for reporting digital financial service operators has been coordinated.
🌐💼 #EU #DigitalCurrency #FinancialRegulation
Garris Horn LLP's John Levonick analyzes consumerfinance.gov 's 2023 enforcement trends in a recent interview with Dodd Frank Update. Gain insights on what institutions can anticipate in terms of supervision and enforcement. bit.ly/49x2iOM #CFPB #FinancialRegulation
RUSSIA'S CENTRAL BANK REPORTS: $52 BILLION IN CRYPTOCURRENCY EXCHANGE TRANSACTIONS LAST YEAR
To read more- cryptonite.ae/global/russian…
#Cryptocurrency #Russia #CentralBank #Blockchain #FinancialRegulation #Geopolitics
